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Insurance Solutions
More insurance companies are currently offering Broker/Dealer E&O coverage than at any point in history. The increased competition has resulted in extremely competitive pricing, and coverage availability for historically difficult exposures, including:
- Direct Participation Programs (LPs, REITs, TICs, etc.)
- Investment Banking/M&A
- Life Settlements
- Options
- Hedge Funds
- Managed Futures
- Regulatory Claims
- Investment Advisory Only Personnel
- Selling Away
- Outside RIA
- Ouside Fixed Product Sales
- New York Representatives
In the past, coverage for many of these activities has been difficult, if not impossible, to obtain. If your firm has any of the above exposures, and they are not covered by the current E&O policy, they should be.
Larger Firms - You now have more options than ever before.
Small Firms - You now have options, where none previously existed.